U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549. The 2017 National Compliance Outreach Program for Broker-Dealers is a one-day. The Office of Compliance Inspections and Examinations (OCIE) conducts the SEC’s National Exam Program (NEP). The NEP’s mission is to protect investors, ensure. OCIE is responsible for directing the SEC’s National Examination Program. National Examination Program staff. The Office of Compliance Inspections and Examinations (OCIE) conducts the…